Quadrant Regulatory Group
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- Quadrant Regulatory Group provides Broker-Dealers and Registered Investment Advisors with services that support compliance with SEC, FINRA, MSRB, NFA, SRO, and state securities laws.Quadrant delivers expert guidance, ongoing assistance during regulatory examinations, compliance support, testing, and financial and accounting services. Quadrant has a dedicated team of Certified Anti-Money Laundering Specialists that perform independent tests of firms anti-money laundering compliance programs.Our experience as former regulators has not distorted our understanding of how business should be run in a financial marketplace, but has given us the ability to know what regulators are looking for and the compliance challenges faced by Broker-Dealers and Registered Investment Advisers. Our consultants will work for you, and with you, to achieve compliance with the rules and regulations of FINRA, the SEC, state regulators and other self-regulatory organizations.
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Headquarters:110 East 42nd Street Suite 1303, New York, New York, United States
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Phone Number: +1 212-537-9489
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Website: https://www.quadrantregulatory.com
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Employees:8
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Revenue:$1 - 10M
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Legal Name:Quadrant Regulatory Group
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Quadrant Regulatory Group's Social Media
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| NAICS Code: 541611 |
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Frequently Asked Questions regarding Quadrant Regulatory Group
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Where are Quadrant Regulatory Group's Headquarters?
Quadrant Regulatory Group's Headquarters are in 110 East 42nd Street Suite 1303,New York,New York,United States
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What is Quadrant Regulatory Group's phone number?
Quadrant Regulatory Group's phone number is +1 212-537-9489
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What is Quadrant Regulatory Group's official website?
Quadrant Regulatory Group's official website is https://www.quadrantregulatory.com
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What is Quadrant Regulatory Group's Revenue?
Quadrant Regulatory Group's revenue is $1 - 10M
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What is Quadrant Regulatory Group's NAICS code?
Quadrant Regulatory Group's NAICS code is 541611
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How many employees are working in Quadrant Regulatory Group
Quadrant Regulatory Group has 8 employees
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What is Quadrant Regulatory Group's Industry?
Quadrant Regulatory Group is in the industry of Financial Services
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Who is Quadrant Regulatory Group's Managing Partner?
Quadrant Regulatory Group's Managing Partner is Glenn Marone