National Compliance Consultants, Inc.

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Description

  • National Compliance Consultants, Inc. (NCCI) was established by Marc Horin in 1987 to provide comprehensive securities industry compliance, registration and regulatory consulting services.NCCI was formed in response to the industrys expressed need for an Outsourced Compliance Departmentan accessible, experienced, reliable and professional compliance and regulatory information resource for Broker-Dealers and Registered Investment Advisors.NCCI has been engaged by clients in connection with projects for the Securities and Exchange Commission (SEC) and state jurisdictions as a qualified securities industry consultancy. NCCI maintains ongoing contact with the SEC, state securities administrators and all FINRA District Offices.Located in Chicago, Illinois and the Seattle, Washington area and serving domestic and international clientele, NCCI is a leading resource for Compliance and Registration Consulting, Broker-Dealer and Registered Investment Advisory services, as well as Buying/Selling Broker-Dealers or books of business.
  • location

    Headquarters:12318 Northeast 164th Street , Bothell, Washington, United States

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  • National Compliance Consultants, Inc. phone

    Phone Number: +1 312-421-5050

  • National Compliance Consultants, Inc. website

    Website: https://www.national-compliance.com

  • National Compliance Consultants, Inc. employees

    Employees:2

  • National Compliance Consultants, Inc. revenue

    Revenue:$0 - 1M

  • National Compliance Consultants, Inc. legal name

    Legal Name:National Compliance Consultants, Inc.

  • National Compliance Consultants, Inc.'s Social Media

    National Compliance Consultants, Inc. linkedin
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  • |  NAICS Code: 541320  |

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Owner for National Compliance Consultants, Inc.

Matthew Gale

Owner

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Matthew Gale

Owner

Frequently Asked Questions regarding National Compliance Consultants, Inc.

  • Where are National Compliance Consultants, Inc.'s Headquarters?

    National Compliance Consultants, Inc.'s Headquarters are in 12318 Northeast 164th Street ,Bothell,Washington,United States

  • What is National Compliance Consultants, Inc.'s phone number?

    National Compliance Consultants, Inc.'s phone number is +1 312-421-5050

  • What is National Compliance Consultants, Inc.'s official website?

    National Compliance Consultants, Inc.'s official website is https://www.national-compliance.com

  • What is National Compliance Consultants, Inc.'s Revenue?

    National Compliance Consultants, Inc.'s revenue is $0 - 1M

  • What is National Compliance Consultants, Inc.'s NAICS code?

    National Compliance Consultants, Inc.'s NAICS code is 541320

  • How many employees are working in National Compliance Consultants, Inc.

    National Compliance Consultants, Inc. has 2 employees

  • What is National Compliance Consultants, Inc.'s Industry?

    National Compliance Consultants, Inc. is in the industry of Management Consulting

  • Who is National Compliance Consultants, Inc.'s Owner?

    National Compliance Consultants, Inc.'s Owner is Matthew Gale

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